Kwong Chau Wu
胡廣宙
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Chau Wu (胡廣宙), a licensed Responsible Officer with CE reference AGH135. Currently licensed at 1 firm(s): Constance Capital Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 29.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 1 — Dealing in securities | 2023-12-14 | present |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 4 — Advising on securities | 2023-12-14 | present |
| Constance Capital Limited 弘雅資本有限公司 |
RO | Type 9 — Asset management | 2023-12-14 | present |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 1 — Dealing in securities | 2023-10-27 | 2023-12-14 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-10-27 | 2023-12-14 |
| Constance Capital Limited 弘雅資本有限公司 |
Rep | Type 9 — Asset management | 2023-10-27 | 2023-12-14 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 4 — Advising on securities | 2023-05-08 | 2023-10-09 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
RO | Type 9 — Asset management | 2023-05-08 | 2023-10-09 |
| Chinagri Cheung Kong Company Limited 中農長江有限公司 |
Rep | Type 9 — Asset management | 2023-04-17 | 2023-05-08 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
RO | Type 9 — Asset management | 2021-11-25 | 2023-01-24 |
| Marketsense Asset Management Limited 友盈資產管理有限公司 |
Rep | Type 9 — Asset management | 2021-11-03 | 2021-11-25 |
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2019-09-10 | 2021-03-16 |
| BG Securities (HK) Co., Limited 北港證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2019-06-13 | 2019-09-10 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2018-09-17 | 2021-09-10 |
| Joyful Capital HK Limited 天喜資本(香港)有限公司 |
RO | Type 9 — Asset management | 2018-09-17 | 2021-09-10 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2018-01-15 | 2018-04-26 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2017-11-01 | 2018-01-15 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2017-11-01 | 2018-04-26 |
| China Galaxy International Securities (Hong Kong) Co., Limited 中國銀河國際證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2014-03-28 | 2017-04-30 |
| China Galaxy International Futures (Hong Kong) Co., Limited 中國銀河國際期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-03-28 | 2017-04-30 |
| Nerico Brothers Limited | Rep | Type 1 — Dealing in securities | 2011-06-16 | 2014-03-25 |
| Nerico Brothers Limited | Rep | Type 2 — Dealing in futures contracts | 2011-06-16 | 2014-03-25 |
| China Merchants Futures (HK) Co., Limited 招商期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-05-13 | 2011-06-13 |
| China Merchants Securities (HK) Co., Limited 招商證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-07-19 | 2011-06-13 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-06-28 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-11 |
| Chong Hing Securities Limited 創興證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-11 |