Tan Hung Charlotte Ng
吳騰紅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tan Hung Charlotte Ng (吳騰紅), a licensed former licensee with CE reference AGH833. Total licence records on file: 24.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 4 — Advising on securities | 2020-05-04 | 2022-01-08 |
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-12 | 2022-01-08 |
| First Seafront International Capital Limited 第一前海國際資本有限公司 |
RO | Type 6 — Advising on corporate finance | 2018-09-12 | 2022-01-08 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 1 — Dealing in securities | 2016-07-21 | 2017-05-09 |
| Partners Capital International Limited 博大資本國際有限公司 |
RO | Type 6 — Advising on corporate finance | 2016-07-21 | 2017-05-09 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 1 — Dealing in securities | 2016-06-13 | 2016-07-21 |
| Partners Capital International Limited 博大資本國際有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-06-13 | 2016-07-21 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 1 — Dealing in securities | 2015-07-31 | 2015-09-30 |
| Guosen Securities (HK) Capital Company Limited 國信證券(香港)融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-07-31 | 2015-09-30 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 1 — Dealing in securities | 2014-01-03 | 2015-02-07 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-01-03 | 2015-02-07 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-26 | 2015-02-07 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-26 | 2014-01-03 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-26 | 2014-01-03 |
| Mason Securities Limited 茂宸證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2012-08-22 | 2013-06-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-06-12 | 2013-06-13 |
| Mason Securities Limited 茂宸證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-06-12 | 2012-08-22 |
| VC Capital Limited 滙盈融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-07-27 | 2011-11-16 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2010-07-06 | 2011-06-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 1 — Dealing in securities | 2007-08-23 | 2011-06-16 |
| Everbright Securities Global (HK) Limited 光大證券環球（香港）有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-08-23 | 2011-06-16 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 1 — Dealing in securities | 2007-06-07 | 2007-08-01 |
| Cinda International Capital Limited 信達國際融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2007-05-22 | 2007-08-01 |
| Sinolink Securities (Hong Kong) Company Limited 國金證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2005-06-01 | 2007-04-24 |