Kwong Ling Lam
林廣玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwong Ling Lam (林廣玲), a licensed Representative with CE reference AGJ364. Currently licensed at 1 firm(s): Athena Wealth Management Limited. Active regulated activities: Type 1 — Dealing in securities. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Athena Wealth Management Limited 智富財富管理有限公司 |
Rep | Type 1 — Dealing in securities | 2014-07-31 | present |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-02 | 2014-06-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2007-12-11 | 2014-06-18 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2003-10-21 | 2012-03-30 |
| Jimei Wealth Management Limited 集美財富管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-08-08 |
| Jimei Wealth Management Limited 集美財富管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-08 |
| Jimei Wealth Management Limited 集美財富管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-08-08 |