Sao Peng Kou
高秀萍
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sao Peng Kou (高秀萍), a licensed former licensee with CE reference AGJ365. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-07-21 | 2010-02-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2009-07-21 | 2010-02-13 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2009-07-21 | 2010-02-13 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-03 | 2009-04-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | 2009-03-03 | 2009-04-02 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 4 — Advising on securities | 2007-02-26 | 2009-03-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
RO | Type 9 — Asset management | 2007-02-26 | 2009-03-03 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-02-26 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-08-07 |
| CBH Asia Limited 瑞金亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2007-02-26 |