Tat Wai (SFC:AGJ555) Chan

陳達威
CE No. AGJ555 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tat Wai (SFC:AGJ555) Chan (陳達威), a licensed former licensee with CE reference AGJ555. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
Golden Hen Investment Management Limited
金母雞投資管理有限公司
Rep Type 4 — Advising on securities 2025-02-12 2025-06-06
Golden Hen Investment Management Limited
金母雞投資管理有限公司
Rep Type 9 — Asset management 2025-02-12 2025-06-06
Hong Kong Huijin Securities Limited
香港匯金證券有限公司
RO Type 1 — Dealing in securities 2018-05-23 2025-01-31
Hong Kong Huijin Securities Limited
香港匯金證券有限公司
RO Type 2 — Dealing in futures contracts 2018-05-23 2025-01-31
Hong Kong Huijin Securities Limited
香港匯金證券有限公司
RO Type 4 — Advising on securities 2018-05-23 2025-01-31
Hong Kong Huijin Securities Limited
香港匯金證券有限公司
RO Type 9 — Asset management 2018-05-23 2025-01-31
Eagle Trader Asset Management Limited
老鷹量化資產管理有限公司
RO Type 9 — Asset management 2016-10-20 2017-07-20
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
RO Type 1 — Dealing in securities 2015-03-10 2017-07-20
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
RO Type 2 — Dealing in futures contracts 2015-03-10 2017-07-20
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
Rep Type 1 — Dealing in securities 2014-10-06 2015-03-10
Golden Hen Securities and Futures Limited
金母雞證券期貨有限公司
Rep Type 2 — Dealing in futures contracts 2014-10-06 2015-03-10
GRT Capital Management Limited
豐裕環球資產管理有限公司
Rep Type 4 — Advising on securities 2014-10-06 2015-03-10
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 — Advising on securities 2013-05-16 2014-09-20
Phillip Commodities (HK) Limited
輝立商品(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2006-04-28 2014-09-20
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 1 — Dealing in securities present 2014-09-20
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 4 — Advising on securities present 2005-03-22
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 6 — Advising on corporate finance present 2005-03-22
Phillip Securities (Hong Kong) Limited
輝立證券(香港)有限公司
Rep Type 9 — Asset management present 2005-03-22

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