James Ferguson Paton
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for James Ferguson Paton ( ), a licensed former licensee with CE reference AGJ575. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-28 | 2018-09-06 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
Rep | Type 9 — Asset management | 2017-03-28 | 2018-11-19 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-19 | 2017-03-28 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-08-19 | 2017-03-28 |
| First Reserve Asia Limited 第一儲備亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2011-10-28 | 2015-02-28 |