Herald Energy Capital (HK) Limited
先行能源資本(香港)有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Herald Energy Capital (HK) Limited (先行能源資本(香港)有限公司), a Hong Kong-based licensed corporation with CE reference BHF145. Current licensed staff on file: 0 (total recorded over time: 3). Earliest licence on file: 2016-08-19.
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | 2016-08-19 | 2018-09-06 |
| Type 9 — Asset management | 2016-08-19 | 2019-11-13 |
Licensed staff (all-time) (3)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Ying Gao 高莹 | RO 9 | 2016-08 | 2019-03 |
| Allen Yuhui Gu 顧毓輝 | RO 4, 9 | 2016-08 | 2019-01 |
| James Ferguson Paton | RO 4, 9 Rep 4, 9 | 2016-08 | 2018-11 |
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