Allen Yuhui Gu
顧毓輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Allen Yuhui Gu (顧毓輝), a licensed former licensee with CE reference AMJ971. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 4 — Advising on securities | 2016-08-19 | 2018-09-06 |
| Herald Energy Capital (HK) Limited 先行能源資本(香港)有限公司 |
RO | Type 9 — Asset management | 2016-08-19 | 2019-01-18 |
| First Reserve Asia Limited 第一儲備亞洲有限公司 |
RO | Type 4 — Advising on securities | 2011-10-28 | 2015-02-28 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2006-10-02 | 2008-06-16 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | 2005-08-26 | 2006-09-09 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | 2005-08-26 | 2006-09-09 |