Ken Hung Ngo
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ken Hung Ngo, a licensed Representative with CE reference AGK712. Currently licensed at 1 firm(s): Wolver Hill Asset Management Asia Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wolver Hill Asset Management Asia Limited | Rep | Type 4 — Advising on securities | 2023-05-22 | present |
| Wolver Hill Asset Management Asia Limited | Rep | Type 9 — Asset management | 2023-05-22 | present |
| Abax Global Capital (Hong Kong) Limited | RO | Type 9 — Asset management | 2014-04-16 | 2023-03-30 |
| Abax Global Capital (Hong Kong) Limited | Rep | Type 9 — Asset management | 2013-12-23 | 2014-04-16 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-08-20 | 2010-10-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2010-05-06 | 2010-10-01 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-05-06 | 2010-08-20 |
| Citadel Asia Limited | Rep | Type 9 — Asset management | 2008-08-11 | 2010-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2008-05-10 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |