Claudia Hwee Kim Kwik
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Claudia Hwee Kim Kwik, a licensed Representative with CE reference AGK799. Currently licensed at 1 firm(s): Kadensa Capital Limited. Active regulated activities: Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Kadensa Capital Limited | Rep | Type 9 — Asset management | 2021-11-30 | present |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2010-06-07 | 2021-08-13 |
| UBS Securities Asia Limited | Rep | Type 1 — Dealing in securities | 2008-04-14 | 2010-05-05 |
| UBS Securities Asia Limited | Rep | Type 4 — Advising on securities | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-06-25 |
| UBS Securities Asia Limited | Rep | Type 9 — Asset management | present | 2003-06-25 |