Lit Man Lee
李烈文
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lit Man Lee (李烈文), a licensed former licensee with CE reference AGL490. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 4 — Advising on securities | 2017-03-16 | 2019-11-04 |
| Aspenwood Capital Limited 嘉桓資本有限公司 |
Rep | Type 9 — Asset management | 2017-03-16 | 2019-11-04 |
| HSBC Broking Futures (Hong Kong) Limited 滙豐金融期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-25 | 2009-01-23 |