Fai Wong Lau
劉輝煌
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fai Wong Lau (劉輝煌), a licensed former licensee with CE reference AGM428. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China Horizon Asset Management Limited 中大資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-12-20 | 2023-12-28 |
| China Horizon Asset Management Limited 中大資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-12-20 | 2023-12-28 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 5 — Advising on futures contracts | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | 2006-04-10 | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2022-07-01 |
| BOCI-Prudential Asset Management Limited 中銀國際英國保誠資產管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-21 |