Chi Wing Pak
白志頴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wing Pak (白志頴), a licensed Responsible Officer with CE reference AGM852. Currently licensed at 2 firm(s): Wilson Securities Limited, Wilson Asset Management Co., Limited. Active regulated activities: Type 1 — Dealing in securities; Type 9 — Asset management. Total licence records on file: 25.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Wilson Securities Limited 滙生證券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-12-17 | present |
| Wilson Asset Management Co., Limited 匯生資產管理有限公司 |
RO | Type 9 — Asset management | 2019-12-19 | present |
| Funde Securities Limited 富德證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-10 | 2019-08-30 |
| Funde Securities Limited 富德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2019-03-08 | 2019-05-10 |
| Regan International Securities Limited 雷根國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2018-09-21 | 2019-01-14 |
| Wilson Asset Management Co., Limited 匯生資產管理有限公司 |
RO | Type 9 — Asset management | 2016-10-12 | 2018-09-04 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 1 — Dealing in securities | 2015-12-15 | 2018-09-04 |
| Wilson Securities Limited 滙生證券有限公司 |
RO | Type 4 — Advising on securities | 2015-12-15 | 2018-09-04 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 1 — Dealing in securities | 2015-02-25 | 2015-12-14 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
RO | Type 4 — Advising on securities | 2015-02-25 | 2015-12-14 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2015-02-05 | 2015-02-25 |
| W. Falcon Asset Management (Asia) Limited 年興行資產管理(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | 2015-02-05 | 2015-02-25 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2011-11-21 | 2015-01-13 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
RO | Type 4 — Advising on securities | 2011-11-21 | 2015-01-13 |
| IBTS Asia (HK) Limited 台灣工銀證亞洲(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2011-09-23 | 2011-11-21 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-08-30 | 2011-09-09 |
| Huatai Financial Holdings (Hong Kong) Limited 華泰金融控股(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2010-08-30 | 2011-09-09 |
| Masterlink Securities (Hong Kong) Corporation Limited 元富證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2010-05-06 | 2010-08-01 |
| CSC Futures (HK) Limited 群益期貨(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-01-31 | 2010-05-01 |
| CSC Securities (HK) Limited 群益證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-10-08 | 2010-05-01 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2007-08-23 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-22 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-08-26 |
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-22 |