Thomas Tak Ming Tsang
曾德明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Thomas Tak Ming Tsang (曾德明), a licensed former licensee with CE reference AGM931. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Westock Securities International (HK) Limited 微投證券國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-03-09 | 2022-03-22 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-03-30 | 2011-07-27 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-03-30 | 2011-07-27 |
| KuCoin HK Limited | Rep | Type 1 — Dealing in securities | present | 2004-03-23 |
| KuCoin Commodity Futures Limited | Rep | Type 2 — Dealing in futures contracts | present | 2004-03-23 |
| KuCoin HK Limited | Rep | Type 4 — Advising on securities | present | 2004-03-22 |
| KuCoin Commodity Futures Limited | Rep | Type 5 — Advising on futures contracts | present | 2004-03-22 |
| KuCoin HK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-03-22 |
| KuCoin Commodity Futures Limited | Rep | Type 9 — Asset management | present | 2004-03-22 |
| KuCoin HK Limited | Rep | Type 9 — Asset management | present | 2004-03-22 |