Young Bum Kwon
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Young Bum Kwon ( ), a licensed former licensee with CE reference AGO217. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Lazard Asia (Hong Kong) Limited | RO | Type 1 — Dealing in securities | 2010-11-19 | 2011-08-01 |
| Lazard Asia (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2010-11-19 | 2011-08-01 |
| Lazard Asia (Hong Kong) Limited | RO | Type 6 — Advising on corporate finance | 2010-11-19 | 2011-08-01 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-09-19 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-09-19 |
| Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-09-19 |