Jimmy Ka Fai Wong
黃家輝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jimmy Ka Fai Wong (黃家輝), a licensed former licensee with CE reference AGO363. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2020-03-02 | 2020-03-13 |
| UBS Securities Hong Kong Limited | RO | Type 6 — Advising on corporate finance | 2019-02-20 | 2020-03-02 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2016-12-19 | 2019-02-20 |
| UBS Securities Hong Kong Limited | Rep | Type 6 — Advising on corporate finance | 2012-06-07 | 2016-12-18 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2003-08-14 | 2006-04-29 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2003-08-14 | 2006-04-29 |