Piecco Wai Yin Pang
彭偉賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Piecco Wai Yin Pang (彭偉賢), a licensed former licensee with CE reference AGO824. Total licence records on file: 16.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-06-28 | 2022-12-31 |
| Zhong Shan Asset Management Limited 鍾山資產管理有限公司 |
RO | Type 9 — Asset management | 2018-06-28 | 2022-12-31 |
| Asia Alpha Capital Management Limited |
RO | Type 9 — Asset management | 2016-08-22 | 2018-06-16 |
| Continuum Capital Limited | RO | Type 9 — Asset management | 2013-03-07 | 2016-08-04 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2012-02-29 | 2012-08-28 |
| BSI Investment Advisors (Hong Kong) Limited 瑞意投資顧問(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2012-02-29 | 2012-08-28 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2006-09-07 | 2008-07-01 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2008-07-01 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2005-03-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |
| Merrill Lynch Far East Limited | Rep | Type 9 — Asset management | present | 2005-01-25 |