Lawrence Siu Han Chu
朱少嫺
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lawrence Siu Han Chu (朱少嫺), a licensed former licensee with CE reference AGO896. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2007-07-30 | 2008-04-29 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-06-26 | 2007-01-06 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-05-30 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-30 |
| Sun Life Hong Kong Limited 香港永明金融有限公司 |
Rep | Type 9 — Asset management | present | 2003-05-30 |