Kwok Shing Gary Lau
劉國盛
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwok Shing Gary Lau (劉國盛), a licensed former licensee with CE reference AGP015. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-11-07 | 2008-05-15 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2007-03-13 | 2008-05-15 |
| SG Asset Management (Hong Kong) Limited 法國興業資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2007-03-13 | 2008-05-15 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | 2005-08-26 | 2007-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-03-01 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-30 |
| Hang Seng Investment Management Limited 恒生投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-30 |