Fung Kum Kwai
季鳳琴
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Fung Kum Kwai (季鳳琴), a licensed former licensee with CE reference AGP203. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| FTL Wealth Management (HK) Limited 富通財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2005-11-25 | 2010-11-25 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-23 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-23 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 9 — Asset management | present | 2004-10-23 |