Joseph Tin Chi Lau
劉天賜
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Joseph Tin Chi Lau (劉天賜), a licensed former licensee with CE reference AGQ615. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-24 | 2013-01-12 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-06 | 2013-01-12 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-09-13 | 2013-01-12 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2007-09-13 | 2010-09-06 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2004-02-03 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-06-14 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-06-14 |
| CS Wealth Securities Limited 中策富滙證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-06-14 |