Timothy Philip Last

CE No. AGT922 Ceased

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Timothy Philip Last (), a licensed former licensee with CE reference AGT922. Total licence records on file: 19.

Licence history

FirmRoleRegulated activityFromTo
Ord Minnett Hong Kong Limited
RO Type 4 — Advising on securities 2014-01-17 2020-03-31
Ord Minnett Hong Kong Limited
RO Type 1 — Dealing in securities 2013-01-15 2020-03-31
Qantex Capital Markets Limited Rep Type 2 — Dealing in futures contracts 2011-12-28 2012-06-30
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 1 — Dealing in securities 2009-05-22 2010-11-19
Barclays Capital Asia Limited
巴克萊亞洲有限公司
Rep Type 2 — Dealing in futures contracts 2009-05-22 2010-11-19
Merrill Lynch Far East Limited Rep Type 1 — Dealing in securities 2005-04-23 2009-01-23
Merrill Lynch (Asia Pacific) Limited Rep Type 1 — Dealing in securities 2004-04-13 2009-01-23
Merrill Lynch Futures (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2004-04-13 2009-01-23
J.P. Morgan Broking (Hong Kong) Limited Rep Type 2 — Dealing in futures contracts 2003-12-06 2004-03-17
J.P. Morgan Broking (Hong Kong) Limited Rep Type 5 — Advising on futures contracts 2003-12-06 2004-03-17
J.P. Morgan Broking (Hong Kong) Limited Rep Type 1 — Dealing in securities present 2004-03-17
J.P. Morgan Futures Hong Kong Limited
Rep Type 2 — Dealing in futures contracts present 2003-12-06
J.P. Morgan Broking (Hong Kong) Limited Rep Type 4 — Advising on securities present 2004-03-17
J.P. Morgan Futures Hong Kong Limited
Rep Type 5 — Advising on futures contracts present 2003-12-06
J.P. Morgan Broking (Hong Kong) Limited Rep Type 6 — Advising on corporate finance present 2003-12-02
J.P. Morgan Futures Hong Kong Limited
Rep Type 7 — Providing automated trading services present 2003-12-03
J.P. Morgan Broking (Hong Kong) Limited Rep Type 7 — Providing automated trading services present 2003-12-02
J.P. Morgan Futures Hong Kong Limited
Rep Type 9 — Asset management present 2003-12-03
J.P. Morgan Broking (Hong Kong) Limited Rep Type 9 — Asset management present 2003-12-02

Related