Sherry Xiaoyu Liu
劉肖俞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sherry Xiaoyu Liu (劉肖俞), a licensed former licensee with CE reference AHA564. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Epiphron Advisers Limited |
RO | Type 4 — Advising on securities | 2018-06-05 | 2022-03-31 |
| Epiphron Advisers Limited |
RO | Type 6 — Advising on corporate finance | 2018-06-05 | 2022-03-31 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 1 — Dealing in securities | 2014-03-20 | 2014-08-25 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 4 — Advising on securities | 2014-03-20 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-03-20 | 2015-12-17 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 1 — Dealing in securities | 2012-10-29 | 2014-03-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 4 — Advising on securities | 2012-10-29 | 2014-03-20 |
| Jefferies Hong Kong Limited 富瑞金融集團香港有限公司 |
Rep | Type 6 — Advising on corporate finance | 2012-10-29 | 2014-03-20 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-17 | 2012-10-22 |
| RBS Asia Corporate Finance Limited 蘇皇融資亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-05-17 | 2012-10-22 |