Edmund Tak Yiu Ho
何德耀
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Edmund Tak Yiu Ho (何德耀), a licensed Responsible Officer with CE reference AHA804. Currently licensed at 1 firm(s): AWM Asset Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| AWM Asset Management Limited |
RO | Type 4 — Advising on securities | 2025-04-01 | present |
| AWM Asset Management Limited |
RO | Type 9 — Asset management | 2025-04-01 | present |
| Innovest Securities Investment Limited 粵創證券投資有限公司 |
RO | Type 1 — Dealing in securities | 2019-05-14 | 2022-07-01 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 4 — Advising on securities | 2019-02-20 | 2024-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
RO | Type 9 — Asset management | 2017-03-10 | 2024-11-30 |
| Dynasty Alliance Investment Management Limited 匯霸致遠投資管理有限公司 |
Rep | Type 9 — Asset management | 2017-01-11 | 2017-03-10 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
Rep | Type 9 — Asset management | 2014-06-19 | 2016-08-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-09 | 2016-08-31 |
| Topaz Financial Group Limited 瑭明金融集團有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2014-01-09 | 2016-08-31 |
| HSBC Broking Securities (Asia) Limited 滙豐金融證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-12 | 2013-12-17 |
| HSBC Broking Futures (Asia) Limited 滙豐金融期貨(亞洲)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-12 | 2013-12-17 |
| HSBC Broking Forex (Asia) Limited 滙豐金融外匯(亞洲)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-01-12 | 2013-12-17 |