Simon Kin-Nin Ko
高建年
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Simon Kin-Nin Ko (高建年), a licensed former licensee with CE reference AHA880. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-02-11 | 2005-04-16 |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2003-10-28 | 2005-04-16 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-10-28 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-10-28 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-10-28 |
| K.K.M. Securities Limited 新同得有限公司 |
Rep | Type 9 — Asset management | present | 2003-10-28 |