Yuen Ling Liu
廖婉玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuen Ling Liu (廖婉玲), a licensed Representative with CE reference AHC104. Currently licensed at 1 firm(s): IAM Legacy Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 9 — Asset management | 2013-11-18 | present |
| IAM Legacy Limited 星安傳承有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-01 | present |
| JS Securities Limited 晉商證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-01 | 2013-09-02 |
| Worl-D Asset Management (Hong Kong) Limited 悠誠資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2009-02-09 | 2011-04-11 |
| Karl Thomson Investment Consultants Limited 高信投資顧問有限公司 |
Rep | Type 4 — Advising on securities | 2005-06-06 | 2008-11-28 |
| Gayang Securities Limited 嘉銀證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-06-06 |