Kam Wai (SFC:AHF789) Kwok
郭錦威
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kam Wai (SFC:AHF789) Kwok (郭錦威), a licensed former licensee with CE reference AHF789. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 4 — Advising on securities | 2004-08-24 | 2025-12-31 |
| CGS International Securities Hong Kong Limited 中國銀河證券香港有限公司 |
Rep | Type 1 — Dealing in securities | 2004-08-16 | 2007-04-20 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-04-21 | 2004-08-06 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-04-21 | 2004-08-06 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-03-31 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-03 |
| EK Investment Management Limited 怡啟投資管理有限公司 |
Rep | Type 9 — Asset management | present | 2004-03-31 |