Oi Ling Tse
謝愛玲
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Oi Ling Tse (謝愛玲), a licensed Responsible Officer with CE reference AHJ799. Currently licensed at 1 firm(s): Stockwell Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-01 | present |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-01 | present |
| Stockwell Commodities Limited 常匯商品期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2005-06-07 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
RO | Type 1 — Dealing in securities | 2005-03-10 | 2022-06-30 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-03-10 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-06-14 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-06-14 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2003-07-07 |
| Stockwell Securities Limited 常匯證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-06-14 |