Yuchuan Yang

楊玉川
CE No. AHK019 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yuchuan Yang (楊玉川), a licensed Responsible Officer with CE reference AHK019. Currently licensed at 2 firm(s): Prime China Investments and Advisory Limited, Prime China Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.

Licence history

FirmRoleRegulated activityFromTo
Prime China Investments and Advisory Limited
華大投資和顧問有限公司
RO Type 4 — Advising on securities 2019-07-19 present
Prime China Investments and Advisory Limited
華大投資和顧問有限公司
RO Type 9 — Asset management 2019-07-19 present
Prime China Securities Limited
華大證券有限公司
RO Type 1 — Dealing in securities 2016-09-02 present
Prime China Securities Limited
華大證券有限公司
RO Type 4 — Advising on securities 2016-09-02 present
Partners Capital International Limited
博大資本國際有限公司
RO Type 1 — Dealing in securities 2012-11-21 2013-05-21
Partners Capital Securities Limited
博大證券有限公司
RO Type 1 — Dealing in securities 2008-06-18 2013-05-21
Partners Asset Management (HK) Limited
博大資產管理(香港)有限公司
RO Type 4 — Advising on securities 2007-04-03 2013-05-21
Partners Asset Management (HK) Limited
博大資產管理(香港)有限公司
RO Type 9 — Asset management 2007-04-03 2013-05-21
Partners Capital Securities Limited
博大證券有限公司
RO Type 1 — Dealing in securities 2006-04-21 2007-03-02
Qi Yuan Asset Management (H.K.) Limited
啟元資產管理(香港)有限公司
RO Type 4 — Advising on securities 2005-03-17 2006-01-19
Qi Yuan Asset Management (H.K.) Limited
啟元資產管理(香港)有限公司
RO Type 9 — Asset management 2003-11-25 2006-01-19
Qi Yuan Asset Management (H.K.) Limited
啟元資產管理(香港)有限公司
Rep Type 9 — Asset management 2003-07-07 2003-11-25

Related