Phooi Fung Toh
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Phooi Fung Toh ( ), a licensed former licensee with CE reference AHN108. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| General Enterprise Management Services (HK) Limited 湛思投資管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2010-03-04 | 2015-06-01 |
| ARF Investment Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2009-06-18 | 2010-12-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-07-30 | 2009-03-31 |
| Macquarie Corporate (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | 2008-07-30 | 2009-03-31 |
| Macquarie Capital Limited 麥格理資本股份有限公司 |
Rep | Type 1 — Dealing in securities | 2008-06-16 | 2009-12-24 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 1 — Dealing in securities | present | 2008-02-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 4 — Advising on securities | present | 2008-02-18 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-10-13 |
| Goldman Sachs (Asia) L.L.C. 高盛(亞洲)有限責任公司 |
Rep | Type 9 — Asset management | present | 2004-10-13 |