Diana Ka Lai Ma
馬嘉麗
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Diana Ka Lai Ma (馬嘉麗), a licensed former licensee with CE reference AHN555. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Computershare Hong Kong Investor Services Limited 香港中央證券登記有限公司 |
Rep | Type 1 — Dealing in securities | 2012-04-02 | 2014-11-14 |
| HSBC Securities (Asia) Limited | Rep | Type 1 — Dealing in securities | present | 2005-10-27 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-27 |
| HSBC Securities (Asia) Limited | Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| HSBC Securities (Asia) Limited | Rep | Type 9 — Asset management | present | 2003-12-09 |
| HSBC Securities Brokers (Asia) Limited 滙豐證券經紀(亞洲)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |