Michael Mok
莫永恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Mok (莫永恩), a licensed former licensee with CE reference AHO797. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| LGT Investment Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2019-08-12 | 2024-06-24 |
| LGT Investment Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2019-06-28 | 2024-06-24 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2013-06-21 | 2018-01-18 |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-11 | 2019-01-12 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 1 — Dealing in securities | 2011-10-11 | 2013-08-31 |
| Citigroup Global Markets Hong Kong Futures and Securities Limited | Rep | Type 2 — Dealing in futures contracts | 2011-10-11 | 2013-08-31 |
| Everbright Securities Investment Services (HK) Limited 光大證券投資服務（香港）有限公司 |
Rep | Type 4 — Advising on securities | 2005-01-24 | 2005-06-03 |
| Sun Hung Kai Research Limited 新鴻基資料研究有限公司 |
Rep | Type 4 — Advising on securities | 2004-05-31 | 2005-03-31 |