Harprit Singh Lally
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Harprit Singh Lally ( ), a licensed former licensee with CE reference AHQ837. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2023-10-03 | 2024-08-08 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 4 — Advising on securities | 2023-10-03 | 2024-08-08 |
| Man Investments (Hong Kong) Limited 英仕曼投資(香港)有限公司 |
RO | Type 9 — Asset management | 2023-10-03 | 2024-08-08 |
| GLG Partners Hong Kong Limited |
RO | Type 1 — Dealing in securities | 2012-06-04 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
RO | Type 2 — Dealing in futures contracts | 2012-06-04 | 2022-11-25 |
| GLG Partners Hong Kong Limited |
RO | Type 4 — Advising on securities | 2012-06-04 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
RO | Type 9 — Asset management | 2012-06-04 | 2023-10-02 |
| GLG Partners Hong Kong Limited |
Rep | Type 1 — Dealing in securities | 2011-02-24 | 2012-06-04 |
| GLG Partners Hong Kong Limited |
Rep | Type 2 — Dealing in futures contracts | 2011-02-24 | 2012-06-04 |
| GLG Partners Hong Kong Limited |
Rep | Type 4 — Advising on securities | 2011-02-24 | 2012-06-04 |
| GLG Partners Hong Kong Limited |
Rep | Type 9 — Asset management | 2011-02-24 | 2012-06-04 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-06-24 | 2005-10-01 |
| Deutsche Futures Hong Kong Limited 德意志期貨香港有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2003-07-14 | 2004-06-24 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2005-10-01 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-02-14 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-01-08 |
| Deutsche Securities Asia Limited 德意志證券亞洲有限公司 |
Rep | Type 9 — Asset management | present | 2004-01-08 |