Kai Yien Arthur Albert Li
李繼賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Yien Arthur Albert Li (李繼賢), a licensed Representative with CE reference AHR084. Currently licensed at 2 firm(s): Phillip Commodities (HK) Limited, Phillip Securities (Hong Kong) Limited. Active regulated activities: Type 1 — Dealing in securities; Type 2 — Dealing in futures contracts. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Phillip Commodities (HK) Limited 輝立商品(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-03-01 | present |
| Phillip Securities (Hong Kong) Limited 輝立證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2006-02-06 | present |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-01-20 |
| VERCAP Financial Services Limited 和昇金融服務有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2005-03-04 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-11-30 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-11-30 |
| Hooray Securities Limited 好盈證券有限公司 |
Rep | Type 9 — Asset management | present | 2004-11-30 |