William Chi Ming Kwan
關志明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for William Chi Ming Kwan (關志明), a licensed former licensee with CE reference AHT086. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Acumen Wealth Management Limited 誠明財富管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-03-04 | 2008-05-07 |
| AXA China Region Investment Services Limited 安盛投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2007-12-11 | 2008-01-26 |
| Network Financial Services Limited 萬匯理財策劃有限公司 |
Rep | Type 4 — Advising on securities | present | 2007-11-14 |