Anthony Ka Tsun Ip
葉家俊
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Ka Tsun Ip (葉家俊), a licensed Responsible Officer with CE reference AHT282. Currently licensed at 1 firm(s): Maxa Asset Management Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 15.
More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2026-03-17 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 4 — Advising on securities | 2026-03-17 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
RO | Type 9 — Asset management | 2026-03-17 | present |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2026-02-25 | 2026-03-17 |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2026-02-25 | 2026-03-17 |
| Maxa Asset Management Limited 邁時資產管理有限公司 |
Rep | Type 9 — Asset management | 2026-02-25 | 2026-03-17 |
| Shun Loong Securities Company Limited 順隆證券行有限公司 |
Rep | Type 1 — Dealing in securities | 2019-01-30 | 2025-12-05 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-05-07 | 2025-12-05 |
| China Financial International Investments & Managements Limited 中國金融國際投資管理有限公司 |
RO | Type 9 — Asset management | 2010-09-08 | 2026-01-30 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
RO | Type 9 — Asset management | 2009-03-27 | 2025-12-05 |
| Capital Focus Asset Management Limited 匯駿資產管理有限公司 |
Rep | Type 9 — Asset management | 2007-11-07 | 2009-03-27 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-12-09 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-09 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-12-09 |
| Tai Wah Securities Limited 大華證券有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-09 |