Holly Li-Chen Liu Yeh
葉麗貞
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Holly Li-Chen Liu Yeh (葉麗貞), a licensed former licensee with CE reference AHU954. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Ethivo Asset Management (HK) Limited |
Rep | Type 1 — Dealing in securities | 2019-04-08 | 2021-03-31 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2019-04-08 | 2021-03-31 |
| Ethivo Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2019-04-08 | 2021-03-31 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2011-11-10 | 2013-09-07 |
| Merrill Lynch Far East Limited | Rep | Type 2 — Dealing in futures contracts | 2010-09-03 | 2013-09-07 |
| Merrill Lynch Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2003-11-10 | 2010-09-03 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | present | 2013-09-07 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | present | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | present | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 7 — Providing automated trading services | present | 2003-10-16 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 9 — Asset management | present | 2003-10-16 |