Jiman Chi Man Yam
任志民
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jiman Chi Man Yam (任志民), a licensed former licensee with CE reference AHV031. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CC Real Estate Advisory Limited 思齊資本房地產諮詢有限公司 |
Rep | Type 1 — Dealing in securities | 2010-09-01 | 2014-03-28 |
| CC Real Estate Advisory Limited 思齊資本房地產諮詢有限公司 |
Rep | Type 4 — Advising on securities | 2010-09-01 | 2014-03-28 |
| CC Real Estate Advisory Limited 思齊資本房地產諮詢有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-09-01 | 2014-03-28 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 1 — Dealing in securities | 2006-05-29 | 2011-03-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 4 — Advising on securities | 2006-05-29 | 2011-03-31 |
| CC Finance Limited 思齊資本融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2006-05-29 | 2011-03-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-07-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2003-12-31 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2006-07-07 |
| CITIC Securities Corporate Finance (HK) Limited 中信証券融資(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2003-12-31 |