Siu Kin Ng
伍少堅
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Kin Ng (伍少堅), a licensed former licensee with CE reference AHW463. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Success Securities Limited 實德證券有限公司 |
Rep | Type 1 — Dealing in securities | 2014-01-03 | 2015-09-18 |
| Success Futures and Foreign Exchange Limited 實德期貨及外滙有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2014-01-03 | 2015-09-18 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 — Dealing in securities | 2008-04-28 | 2011-11-18 |
| Emperor International Exchange (Hong Kong) Company Limited 英皇金融集團(香港)有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | 2005-10-18 | 2011-11-18 |
| Hong Kong Forex Investment Limited 香港外匯投資有限公司 |
Rep | Type 3 — Leveraged foreign exchange trading | present | 2003-08-18 |