Jennifer York Kei Wu
吳若琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jennifer York Kei Wu (吳若琪), a licensed Responsible Officer with CE reference AHX685. Currently licensed at 1 firm(s): Hang Tai Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 6 — Advising on corporate finance. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 1 — Dealing in securities | 2024-11-11 | present |
| Hang Tai Securities Limited 恒泰證券有限公司 |
RO | Type 6 — Advising on corporate finance | 2024-11-11 | present |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 1 — Dealing in securities | 2022-12-06 | 2024-10-31 |
| Messis Capital Limited 大有融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2022-10-26 | 2024-10-31 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
RO | Type 1 — Dealing in securities | 2018-06-07 | 2021-06-23 |
| Kingsway Capital Limited 滙富融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2015-12-08 | 2021-06-23 |
| Kingsway Financial Services Group Limited 滙富金融服務有限公司 |
Rep | Type 1 — Dealing in securities | 2015-10-27 | 2018-06-07 |
| Kingsway Capital Limited 滙富融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-09-25 | 2015-12-08 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 1 — Dealing in securities | 2014-12-18 | 2015-06-18 |
| VBG Capital Limited 建泉融資有限公司 |
RO | Type 6 — Advising on corporate finance | 2014-12-18 | 2015-09-01 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 4 — Advising on securities | 2013-11-08 | 2014-12-01 |
| Mango Financial Limited 芒果金融有限公司 |
Rep | Type 9 — Asset management | 2013-11-08 | 2014-12-01 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 1 — Dealing in securities | 2013-09-26 | 2014-12-18 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2013-09-26 | 2014-12-18 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 1 — Dealing in securities | 2011-06-22 | 2013-09-19 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 4 — Advising on securities | 2011-06-22 | 2013-09-19 |
| VBG Capital Limited 建泉融資有限公司 |
Rep | Type 9 — Asset management | 2011-06-22 | 2013-09-19 |
| Joy Silver Limited 喜銀有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-01-05 | 2013-09-19 |
| MUSHK Limited | Rep | Type 4 — Advising on securities | present | 2004-08-25 |
| MUSHK Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-10-07 |
| MUSHK Limited | Rep | Type 9 — Asset management | present | 2004-08-25 |