David Lee
李家偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for David Lee (李家偉), a licensed Responsible Officer with CE reference AHX965. Currently licensed at 1 firm(s): Gemsolar Capital Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 21.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gemsolar Capital Management Limited 朝文資本管理有限公司 |
RO | Type 4 — Advising on securities | 2024-09-20 | present |
| Gemsolar Capital Management Limited 朝文資本管理有限公司 |
RO | Type 9 — Asset management | 2024-09-20 | present |
| Gemsolar Capital Management Limited 朝文資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2024-08-01 | 2024-09-20 |
| Gemsolar Capital Management Limited 朝文資本管理有限公司 |
Rep | Type 9 — Asset management | 2024-08-01 | 2024-09-20 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 4 — Advising on securities | 2022-07-25 | 2024-02-28 |
| Ming Yang Capital Limited 銘洋資本有限公司 |
RO | Type 9 — Asset management | 2022-07-25 | 2024-02-28 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 4 — Advising on securities | 2021-04-21 | 2022-06-24 |
| Long Trends Securities Limited 恒興證券有限公司 |
RO | Type 9 — Asset management | 2021-04-21 | 2022-06-24 |
| Central Wealth Securities Investment Limited 中達證券投資有限公司 |
Rep | Type 1 — Dealing in securities | 2019-05-23 | 2021-03-16 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 4 — Advising on securities | 2018-11-13 | 2021-03-16 |
| Central Wealth Asset Management Limited 中達資產管理有限公司 |
RO | Type 9 — Asset management | 2018-11-13 | 2021-03-16 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 4 — Advising on securities | 2017-03-13 | 2018-09-30 |
| BCCF Securities Co., Limited 文心証券有限公司 |
RO | Type 9 — Asset management | 2017-03-13 | 2018-09-30 |
| BCCF Securities Co., Limited 文心証券有限公司 |
Rep | Type 4 — Advising on securities | 2017-02-21 | 2017-03-13 |
| BCCF Securities Co., Limited 文心証券有限公司 |
Rep | Type 9 — Asset management | 2017-02-21 | 2017-03-13 |
| Topaz Capital Management Limited 瑭明資本管理有限公司 |
RO | Type 9 — Asset management | 2016-07-27 | 2017-01-31 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 4 — Advising on securities | 2015-08-27 | 2016-06-30 |
| Gulf Line Capital Advisors Limited 鋯藍資本顧問有限公司 |
RO | Type 9 — Asset management | 2015-08-27 | 2016-06-30 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 4 — Advising on securities | 2014-06-05 | 2015-07-31 |
| DaoKou Asset Management Limited 道口資產管理有限公司 |
RO | Type 9 — Asset management | 2014-06-05 | 2015-07-31 |
| SIIC Asset Management Company Limited 上海實業資產管理有限公司 |
RO | Type 9 — Asset management | 2008-09-29 | 2013-05-13 |