SIIC Asset Management Company Limited

上海實業資產管理有限公司

CE No. ACP152 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for SIIC Asset Management Company Limited (上海實業資產管理有限公司), a Hong Kong-based licensed corporation with CE reference ACP152. Currently licensed for regulated activity type(s) 9 — Asset management. Current licensed staff on file: 3 (total recorded over time: 11).

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Registered address

27/F, Harcourt House, 39 Gloucester Road, Wanchai

Licence history

Activity	From	To
Type 9 — Asset management	present	present
Type 4 — Advising on securities	present	2004-07-30
Type 5 — Advising on futures contracts	present	2004-07-30
Type 6 — Advising on corporate finance	present	2004-07-30

Licensed staff (all-time) (11)
Active on date

4 Advising on securities 5 Advising on futures contracts 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Kenneth King Chi Fan 范敬智	RO 9 Rep 9	2006-06	2013-03
Gang Huang 黃剛	RO 9	2006-01	2012-09
David Lee 李家偉	RO 9	2008-09	2013-05
Nong Sun 孫農	RO 9	Pre-2003	2005-01
Karen Yuen Yee Tam 譚婉儀	RO 9	2003-11	2005-12
Zhengyi Tao 陶正毅	RO 9	2015-07	Present
Bo (SFC:BAI840) Xu 徐波	RO 9	2020-03	2023-11
Henry Sung Chuen Yau 邱崧泉	RO 9 Rep 9	2008-08	2014-07
Ming Yee Yiu 姚明義	RO 9	Pre-2003	2010-02
Lei (SFC:AUW918) Zhang 張磊	RO 9	2010-07	Present
Agnes Miu Shan Tsui 徐妙珊	Rep 9	2013-11	Present