Jaffe Chiu Pang Tam
譚超鵬
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jaffe Chiu Pang Tam (譚超鵬), a licensed Responsible Officer with CE reference AIC033. Currently licensed at 1 firm(s): Fiduciary Securities Limited. Active regulated activities: Type 1 — Dealing in securities; Type 4 — Advising on securities. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Fiduciary Securities Limited 護信證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-05-13 | present |
| Fiduciary Securities Limited 護信證券有限公司 |
RO | Type 4 — Advising on securities | 2022-05-13 | present |
| Vanward International Securities Limited 萬和國際證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-10-04 | 2022-04-30 |
| Shenwan Hongyuan Securities (H.K.) Limited 申萬宏源證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-06 | 2019-09-18 |