Jesse Friedlander
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jesse Friedlander ( ), a licensed former licensee with CE reference AIC317. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| des Voeux Partners Limited | RO | Type 4 — Advising on securities | 2017-09-07 | 2024-12-27 |
| des Voeux Partners Limited | RO | Type 9 — Asset management | 2017-09-07 | 2024-12-27 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 6 — Advising on corporate finance | 2007-07-06 | 2008-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 6 — Advising on corporate finance | 2007-07-06 | 2008-02-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 1 — Dealing in securities | 2007-04-23 | 2008-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 1 — Dealing in securities | 2007-04-23 | 2008-02-23 |
| Merrill Lynch (Asia Pacific) Limited | Rep | Type 4 — Advising on securities | 2007-04-23 | 2008-02-23 |
| Merrill Lynch Far East Limited | Rep | Type 4 — Advising on securities | 2007-04-23 | 2008-02-23 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2006-07-28 | 2007-02-22 |
| J.P. Morgan Broking (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2006-07-28 | 2007-02-22 |