Xiaoguang Sun
孫曉光
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xiaoguang Sun (孫曉光), a licensed former licensee with CE reference AIC355. Total licence records on file: 5.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 1 — Dealing in securities | 2016-12-12 | 2018-01-31 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 4 — Advising on securities | 2016-12-12 | 2018-01-31 |
| Yellow River Global Capital Limited 新黃河資本有限公司 |
Rep | Type 9 — Asset management | 2016-12-12 | 2018-01-31 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 1 — Dealing in securities | present | 2003-05-17 |
| BOCI Asia Limited 中銀國際亞洲有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2003-05-17 |