Wai Chi Kan
簡慧姿
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chi Kan (簡慧姿), a licensed former licensee with CE reference AID491. Total licence records on file: 7.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2010-10-14 | 2010-12-02 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2010-10-14 | 2010-12-02 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 1 — Dealing in securities | 2009-03-03 | 2010-09-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 9 — Asset management | 2007-05-17 | 2010-09-01 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2006-08-22 | 2010-09-01 |
| Henyep Capital Management Limited 興業資本管理有限公司 |
Rep | Type 4 — Advising on securities | 2006-02-09 | 2006-07-27 |
| Lion Global Financial Limited 獅瀚環球金融有限公司 |
Rep | Type 4 — Advising on securities | 2004-07-30 | 2006-01-23 |