Rock Chung Nin Chen
陳仲尼
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Rock Chung Nin Chen (陳仲尼), a licensed Responsible Officer with CE reference AIE121. Currently licensed at 1 firm(s): Acuity Capital Partners (HK) Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
RO | Type 4 — Advising on securities | 2024-12-13 | present |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
RO | Type 9 — Asset management | 2024-12-13 | present |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
Rep | Type 4 — Advising on securities | 2024-11-29 | 2024-12-13 |
| Acuity Capital Partners (HK) Limited 誠智資本有限公司 |
Rep | Type 9 — Asset management | 2024-11-29 | 2024-12-13 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-05 | 2021-11-03 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 4 — Advising on securities | 2017-01-05 | 2021-11-03 |
| Wyndham Capital Management Limited 雲咸資本管理有限公司 |
RO | Type 9 — Asset management | 2017-01-05 | 2021-11-03 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 1 — Dealing in securities | 2013-12-17 | 2014-10-10 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 4 — Advising on securities | 2013-12-17 | 2014-10-10 |
| Tenacity Partners Limited 天誠金融集團有限公司 |
RO | Type 9 — Asset management | 2013-12-17 | 2014-10-10 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 4 — Advising on securities | present | 2012-03-31 |
| Fu Heng Investment Management Limited 富恒基金管理有限公司 |
RO | Type 9 — Asset management | present | 2012-03-31 |