Wyndham Capital Management Limited

雲咸資本管理有限公司

CE No. BIC600 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wyndham Capital Management Limited (雲咸資本管理有限公司), a Hong Kong-based licensed corporation with CE reference BIC600. Currently licensed for regulated activity type(s) 1 — Dealing in securities; 4 — Advising on securities; 9 — Asset management. Current licensed staff on file: 2 (total recorded over time: 4). Earliest licence on file: 2017-01-05.

More firms doing Dealing in securities →More firms doing Advising on securities →More firms doing Asset management →

Registered address

Room 1, 8/F, South China Building, 1-3 Wyndham Street, Central

Licence history

Activity	From	To
Type 1 — Dealing in securities	2017-01-05	present
Type 4 — Advising on securities	2017-01-05	present
Type 9 — Asset management	2017-01-05	present

Licensed staff (all-time) (4)
Active on date

1 Dealing in securities 4 Advising on securities 9 Asset management

RO only

Name	Activities	First licensed	To
Rock Chung Nin Chen 陳仲尼	RO 1, 4, 9	2017-01	2021-11
Chun Shing Jerry Lam 林俊盛	RO 1, 4, 9 Rep 1	2019-04	Present
Ka Lok (SFC:AQX394) Wong 黃家樂	RO 1, 4, 9	2017-01	Present
Danny Lap Lee 李立明	Rep 1, 9	2022-05	2023-03