Vivia Wai Ming Tong
唐慧明
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vivia Wai Ming Tong (唐慧明), a licensed Responsible Officer with CE reference AIE803. Currently licensed at 1 firm(s): Avanta Investment Management Limited. Active regulated activities: Type 4 — Advising on securities; Type 9 — Asset management. Total licence records on file: 14.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 4 — Advising on securities | 2023-06-29 | present |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
RO | Type 9 — Asset management | 2023-06-29 | present |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2023-05-29 | 2023-06-29 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2023-05-29 | 2023-06-29 |
| TVC Management Limited |
RO | Type 4 — Advising on securities | 2018-01-24 | 2023-02-09 |
| TVC Management Limited |
RO | Type 9 — Asset management | 2018-01-24 | 2023-02-09 |
| TVC Management Limited |
Rep | Type 4 — Advising on securities | 2017-09-12 | 2018-01-24 |
| TVC Management Limited |
Rep | Type 9 — Asset management | 2017-09-12 | 2018-01-24 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 4 — Advising on securities | 2008-01-25 | 2009-01-24 |
| Avanta Investment Management Limited 安永達投資管理有限公司 |
Rep | Type 9 — Asset management | 2008-01-25 | 2009-01-24 |
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 4 — Advising on securities | 2004-12-16 | 2006-09-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-05-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-05-07 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-05-07 |