Lok Ki Chin
錢樂琪
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Lok Ki Chin (錢樂琪), a licensed former licensee with CE reference AIG213. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2009-11-04 | 2010-04-24 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 — Advising on securities | 2009-11-04 | 2010-04-24 |
| Tung Shing Futures (Brokers) Limited 東盛期貨(經紀)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-04-04 | 2007-02-05 |
| Tung Shing Securities (Brokers) Limited 東盛證券(經紀)有限公司 |
Rep | Type 1 — Dealing in securities | 2005-02-07 | 2007-02-05 |